BERKELEY CAPITAL MANAGEMENT, LLC
SEC RegisteredCustomized Portfolios Rooted In Discipline
About the firm
Berkeley Capital Management provides objective financial advice with no proprietary products and no outside influence or incentives. Their investment team includes a former co-manager of an equity mutual fund and a former CFO who managed a large bond portfolio, offering expertise across equity and fixed income markets. They manage risk, minimize fees and taxes, and build customized investment strategies tailored to each client's unique goals and circumstances.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Customized portfolio management and investment strategies, combining active and disciplined investing with thorough research, a long-term perspective, and objective financial advice with no proprietary products.
Who they serve
Individuals with unique financial goals and circumstances
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 322 | $53M |
| High Net Worth Individuals | 32 | $66M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 6 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $399,999 | 1.20% |
| $400,000 - $999,999 | 1.00% |
| $1,000,000 and above | 0.80% |
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BERKELEY CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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