BERKELEY, INC
SEC RegisteredWe're Not For Everyone And That's Okay
About the firm
Berkeley, Inc. is a fee-only registered investment advisor offering financial planning and investment management services. The firm operates under a fiduciary standard and emphasizes a holistic, transparent approach to helping clients achieve their financial goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and investment management, including financial organization, retirement planning, investment analysis, tax planning strategy, education savings, risk management, insurance needs and analysis, cash flow management, saving strategies, lifestyle goals planning, retirement accounts, pension comparisons, real estate planning, employee benefit maximization, and estate planning strategy.
Who they serve
People who intentionally want to plan for their financial future, want a long-term relationship with an advisor, understand the value of a fiduciary being on their side, and value transparency.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 70 | $39M |
| High Net Worth Individuals | 147 | $525M |
| Charitable Organizations | 1 | $4.5M |
25 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of February 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BERKELEY, INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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