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BERNARDI ASSET MANAGEMENT, LLC

SEC Registered

Municipal Bond Specialist Since 1984

NORTHFIELD, ILhttps://bernardisecurities.com312-281-2021
Assets Under Management
$100M–$500M
Year Founded
1984
Employees
22
Office Locations
1 office
Total Accounts
146

About the firm

Bernardi Securities is a municipal bond specialist founded in 1984, offering municipal bond portfolio management and public finance services. The firm provides direct access to separate account management with both non-fee and fee-based strategies, building portfolios around individual clients rather than benchmarks.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Municipal BondsPortfolio ManagementPublic FinanceSeparate Account ManagementFixed IncomeNew Issue MarketEnvironmental Risk

Services

Municipal bond portfolio management, public finance, new issue market access, and separate account management with non-fee and fee-based strategies.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)26$3.6M
High Net Worth Individuals28$137M
Insurance Companies7
Sovereign Wealth Funds1

0 total clients reported on Form ADV.

Leadership

Inc. Bernardi Securities
MANAGING MEMBER
Ronald Piacentini Bernardi
MANAGER, CCO
Michelle Bernardi Landis
SECRETARY
Ronald Piacentini Bernardi
PRESIDENT & CEO

Office locations

1 office in 1 state
IL
NORTHFIELDHQ

Advisors at this firm

12 advisors in the directory

Regulatory & compliance

CRD number
#120110
SEC Number
801-68608
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $250,000 (waivable)
Asset tierAnnual rate
First $2 million0.40%
$2-5 million0.35%
$5-10 million0.30%
$10-15 million0.25%
Above $15 million0.20%

Data as of November 19, 2025 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BERNARDI ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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