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BILTMORE WEALTH MANAGEMENT, LLC

SEC Registered

Wealth Management for a Secure Financial Future

TEMPE, AZhttps://biltmorewealthaz.com480-998-1819
Assets Under Management
$100M–$500M
Year Founded
2010
Employees
4
Office Locations
1 office
Total Accounts
639

About the firm

Biltmore Wealth Management, LLC was founded in 2010 with the vision of helping clients protect and simplify their financial futures. As a boutique Registered Investment Advisory firm, they maintain independence to tailor proprietary portfolio models to meet clients' individual goals and objectives. Their investment approach is based on the Value Investing Theory, with actively managed portfolios reviewed on an ongoing basis.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Wealth ManagementFinancial PlanningRetirement PlanningInvestment ManagementCash ManagementLegacy PlanningValue InvestingIndependent RIAFiduciaryPortfolio Management

Services

Financial Planning, Retirement Planning, Investment Management, Cash Management, and Advanced Planning (legacy and next-generation wealth preservation).

Who they serve

Individual clients and their families seeking personalized wealth management plans across every stage of life, served through a high-touch, selective client/advisor relationship.

Client segmentClientsAssets managed
Individuals (Non-HNW)211$66M
High Net Worth Individuals96$369M

0 total clients reported on Form ADV.

Leadership

Kevin John Sweeney
CHIEF COMPLIANCE OFFICER/MEMBER
Timothy Alan Carpenter
MANAGING MEMBER

Office locations

1 office in 1 state
AZ
TEMPEHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#151365
SEC Number
801-81007
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Asset tierAnnual rate
First $500,0001.35%
Next $500,0001.20%
Next $2,000,0001.00%
Over $3,000,0000.80%

Data as of February 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BILTMORE WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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