BREACHWAY INVESTMENTS, LLC
SEC RegisteredClarity. Independence. Integrity.
About the firm
Breachway Investments is an independent, fee-only Registered Investment Adviser operating under the fiduciary standard. Every recommendation is built around client goals, with compensation coming directly from clients only — no commissions, no referral fees, and no hidden product incentives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment management, and retirement plan consulting, offered as a cohesive wealth management strategy tailored to each client's circumstances.
Who they serve
Clients who demand truly unbiased advice from a firm focused entirely on their specific goals, timelines, and family needs, including business owners seeking retirement plan consulting.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 197 | $56M |
| High Net Worth Individuals | 39 | $95M |
| State/Municipal Entities | 1 | — |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
Data as of January 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BREACHWAY INVESTMENTS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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