BRINDLE & BAY FINANCIAL ADVISORS, LLC
SEC RegisteredWe help you retire with calmness and clarity.
About the firm
Brindle & Bay is a retirement-focused financial planning firm that creates personalized plans for clients approaching or in retirement. They operate as a fiduciary, charging a percentage of assets under management, and emphasize proactive tax planning and transparent client relationships.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, financial planning, investment management, proactive tax planning, Social Security optimization, and retirement income structuring. Services are provided on an ongoing basis for a fee of approximately 1% per year of assets managed, plus a one-time planning setup cost.
Who they serve
People planning to retire within ten years, those seeking to make work optional, and individuals who want to delegate retirement and investment planning to a dedicated team.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 115 | $57M |
| High Net Worth Individuals | 69 | $128M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.25% |
| Next $2,000,000 | 0.80% |
| Next $2,000,000 | 0.50% |
| Over $5,000,000 | 0.30% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BRINDLE & BAY FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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