BROADVIEW FINANCIAL MANAGEMENT, LLC
SEC RegisteredIndependent Fee-Only Financial Planning
About the firm
Broadview Financial is an independent, fee-only financial planning firm based in Wauwatosa, WI. They help individuals and families define and prioritize their financial goals to develop comprehensive financial plans, working as fiduciaries who offer advice rather than products. As fee-only advisors, they do not earn commissions or receive compensation from any third party.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personal financial planning services including retirement planning, tax planning, college funding, investment management, risk management and insurance, cash flow management, charitable giving, and estate planning.
Who they serve
A wide spectrum of individuals and families, including high net worth and those just getting started.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 60 | $36M |
| High Net Worth Individuals | 209 | $661M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
102 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $1,000,000 - $2,500,000 | 0.80% |
| Next $2,500,000 - $5,000,000 | 0.60% |
| Next $5,000,000 - $10,000,000 | 0.50% |
| Amounts above $10,000,000 | 0.30% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROADVIEW FINANCIAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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