BROOK CAPITAL
SEC Registeredyour financial security starts with you
About the firm
Brook Capital is an independently owned, full service wealth advisory firm with more than 21 years of dedicated personalized service experience. Founded by Ramu Ramiah in 2004 under its previous name, Ramiah Investment Group, the firm manages $181 million in assets with clients in 62 countries. Brook Capital's commitment is to provide unbiased advice, impeccable service, and financial management experience to serve individual client needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management, investment advice and planning, tax issues, estate planning, college funding, risk analysis, retirement plan design for small business owners, ongoing portfolio monitoring and management, and complimentary second opinions on existing financial plans.
Who they serve
Individuals just starting to save, seasoned investors, small business owners, and those currently working with an advisor who want a second opinion.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 558 | $113M |
| High Net Worth Individuals | 68 | $166M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 1 | $1.3M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 3.00% |
| Next $500,000 | 2.50% |
| Next $1,500,000 | 2.00% |
| Over $2,500,000 | 1.50% |
Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROOK CAPITAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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