BROOKTREE CAPITAL MANAGEMENT INC.
SEC RegisteredBrooktree Capital Management seeks to compound client capital and outperform the market averages over long periods of time.
About the firm
Founded in 1996, Brooktree Capital Management is owned and managed by Brian R. Ellis and Hunter E. Lewis, CFA. The firm invests in high quality publicly traded businesses via a concentrated portfolio, seeking to compound client capital at a better than market average rate over long periods of time. All investments are implemented via separately managed accounts.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Concentrated equity portfolio management investing in high quality publicly traded businesses, implemented via separately managed accounts, with extensive research to identify exceptional businesses and focus on individual equity securities.
Who they serve
Ultra-high net worth and family office clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 40 | $11M |
| High Net Worth Individuals | 31 | $102M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 1 | $26M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROOKTREE CAPITAL MANAGEMENT INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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