AdFi
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BROWNING CAPITAL MANAGEMENT LLC

SEC Registered

We take care of your finances, so you can enjoy your life.

, https://browningcm.com949-439-7457
Assets Under Management
Under $100M
Year Founded
2013
Employees
2
Office Locations
1 office
Total Accounts
108

About the firm

Browning Capital Management LLC is a family operated, independent Registered Investment Advisory firm founded in December 2013 by Scott Browning to service high-net worth individuals and their families. Their mission is to design a completely independent platform, providing clients with objective and unbiased supervision of their financial affairs, in order to give them peace of mind.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Investment ManagementFamily OfficeInsuranceHolistic Asset ManagementEstate PlanningTax MinimizationHigh-net WorthRegistered Investment Advisor

Services

Investment management, family office services, insurance, and holistic asset management including estate planning, tax minimization, and guidance through significant transitional events such as a sale of business, death, or inheritance.

Who they serve

High-net worth individuals and their families

Client segmentClientsAssets managed
Individuals (Non-HNW)17$2.5M
High Net Worth Individuals12$36M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations1$2.2M
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Scott Douglas Browning
MANAGING MEMBER AND CCO

Office locations

1 office in 1 states
HQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#169271
SEC Number
801-115034
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
Family Office: First $10M1.00%
Family Office: $10M-$50M0.75%
Family Office: Above $50M0.50%

Data as of April 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BROWNING CAPITAL MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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