BURNHAM STERLING ASSET MANAGEMENT LLC
SEC RegisteredGlobal access. Debt, Equity & Lease Placement. KPI Enhancement.
About the firm
Burnham Sterling & Company is a leading provider of financial advisory and capital raising services to CAPEX-intensive issuers. Together with its SEC-registered affiliate and FINRA member firm, Babcock & Brown Securities, Burnham Sterling has placed billions of dollars in private debt, equity and sale/leaseback transactions backed by assets. Burnham Sterling Asset Management (BSAM) is an emerging alternative asset manager in energy transition investing.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial advisory and capital raising services including private debt, equity, and sale/leaseback transactions; specializes in advising on financing options and placing transactions valued between $50 million and $1 billion; asset management focused on energy transition investing.
Who they serve
CAPEX-intensive issuers, investors, and sellers; top industry clients include Airbus, Delta, Pratt, Deutsche Post, Hawaiian Airline, and EDC.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | — |
| High Net Worth Individuals | 0 | — |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 1 | $207M |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BURNHAM STERLING ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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