CW
CAIN, WATTERS & ASSOCIATES, LLC
SEC RegisteredFRISCO, TXhttps://cainwatters.com972-233-3323
Assets Under Management
$5B–$25B
Employees
341
Office Locations
3 offices
Total Accounts
12138
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,474 | $426M |
| High Net Worth Individuals | 800 | $2.5B |
| State/Municipal Entities | 1 | — |
930 total clients reported on Form ADV.
Leadership
Darrell Ward Cain
CEO
Pc Cain & Watters
MANAGING MEMBER
Pc Daniel C Wicker
MANAGING MEMBER
Pc Tim B. Greaves
MANAGING MEMBER
Toni Hatcher Lee Pc
MANAGING MEMBER
Pc Thomas R. Sanders
MANAGING MEMBER
Pc Steven B. Clapp
MANAGING MEMBER
Brian R. Bortz Pc
MANAGING MEMBER
Pc Steven L Cain
MANAGING MEMBER
Judson S. Crawford Pc
MANAGING MEMBER
Llc Charles A. Loretto
MANAGING MEMBER
Hunter D. Satterfield Pc
MANAGING MEMBER
Dan Charles Wicker
CEO
Timothy Basil Greaves
CEO
Toni Hatcher Lee
CEO
Thomas Robert Sanders
CEO
Steven Bradley Clapp
CEO
Brian Robert Bortz
CEO
Steven Lawrence Cain
CEO
Judson Standefer Crawford
CEO
Charles Arnold Loretto
MANAGING MEMBER
Hunter David Satterfield
CEO
Robert Vincent Coulter
CHIEF COMPLIANCE OFFICER
Office locations
3 offices in 2 states
TX
FRISCOHQ
UT
KAYSVILLE
Advisors at this firm
73 advisors in the directory
Brandi Lynn Adams
Investment Adviser Representative
Micah Taylor Adams
Investment Adviser Representative
Brendren Spencer Austin
Investment Adviser Representative
Heidi H Barnett
Investment Adviser Representative
Brandon Alexander Bascue
Investment Adviser Representative
Trevor Christian Bates
Investment Adviser Representative
John Christian Bauer
Investment Adviser Representative
Bradley Wayne Blasingame
Investment Adviser Representative
Brian Robert Bortz
Investment Adviser Representative
Kiley Christine Bratton
Investment Adviser Representative
Caitlin Summers Bryan
Investment Adviser Representative
Caeden Ames Byrd
Investment Adviser Representative
Steven Lawrence Cain
Investment Adviser Representative
Carly Nicole Campbell
Investment Adviser Representative
Peyton Ray Campbell
Investment Adviser Representative
Blake Everett Chandler
Investment Adviser Representative
Steven Bradley Clapp
Investment Adviser Representative
Matthew Scott Clynch
Investment Adviser Representative
Judson Standefer Crawford
Investment Adviser Representative
Edward Michael Daude
Investment Adviser Representative
Julie Marie Denham
Investment Adviser Representative
Amanda Salinas Evans
Investment Adviser Representative
David Giles Forbess
Investment Adviser Representative
Brittany Morgan Frazier
Investment Adviser Representative
Justin Morgan Fry
Investment Adviser Representative
Jennifer Lynn Gage
Investment Adviser Representative
Thomas Damon Gates
Investment Adviser Representative
Gizelle Grace George
Investment Adviser Representative
Timothy Basil Greaves
Investment Adviser Representative
Holly Allison Grube
Investment Adviser Representative
Kellee Angela Harrigan
Investment Adviser Representative
William Thomas Harrigan
Investment Adviser Representative
Zane Jeffrey Harris
Investment Adviser Representative
Caleb Michael Hein
Investment Adviser Representative
Garrett Allen Herrmann
Investment Adviser Representative
Brook Hoover
Investment Adviser Representative
Eric Allen Jacobsmeyer
Investment Adviser Representative
Michael George Jarvie
Investment Adviser Representative
Allie Klein Jones
Investment Adviser Representative
Jennifer Erin Klein
Investment Adviser Representative
Keith Robert Klein
Investment Adviser Representative
Laura O. Lamar
Investment Adviser Representative
Annie Caroline Lamm
Investment Adviser Representative
Eric Joseph Lamm
Investment Adviser Representative
Toni Hatcher Lee
Investment Adviser Representative
Charles Arnold Loretto
Investment Adviser Representative
Scott Alan Lyle
Investment Adviser Representative
Paul Douglas Lyons
Investment Adviser Representative
Kaitlin Elizabeth Mitchell
Investment Adviser Representative
Paul Samuel Nelson
Investment Adviser Representative
Samantha Nicole Oaks
Investment Adviser Representative
Sarah Kelly Oliver
Investment Adviser Representative
Heather Paige Parks
Investment Adviser Representative
Amanda Christine Perry
Investment Adviser Representative
Jonathan Barrett Perry
Investment Adviser Representative
Matthew James Peterson
Investment Adviser Representative
Jaze Mance Randolph
Investment Adviser Representative
Samuel David Richter
Investment Adviser Representative
Lauren Estelle Roecker
Investment Adviser Representative
Aaron Mitchell Rosenthal
Investment Adviser Representative
Brad Robert Sanders
Investment Adviser Representative
Erica C Sanders
Investment Adviser Representative
Thomas Robert Sanders
Investment Adviser Representative
Hunter David Satterfield
Investment Adviser Representative
Samuel Austyn Scott
Investment Adviser Representative
Alexandra Addison Smith
Investment Adviser Representative
Regan Elizabeth Stephenson
Investment Adviser Representative
Mason Stern
Investment Adviser Representative
Angela Marie Svitak
Investment Adviser Representative
Benjamin Michael Svoboda
Investment Adviser Representative
Shun Yang Wang
Investment Adviser Representative
Dan Charles Wicker
Investment Adviser Representative
Alyssa Louise Witter
Investment Adviser Representative
Regulatory & compliance
CRD number
#111521
SEC Number
801-39899
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
cainwatters.comPhone
972-233-3323Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAIN, WATTERS & ASSOCIATES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.