CANAL CAPITAL MANAGEMENT, LLC
SEC RegisteredConnecting Investors with Opportunities
About the firm
Canal Capital Management was built to provide clients with a simple and understandable process to grow, protect and eventually transfer their wealth. As a boutique firm, they operate independently and focus on providing sound advice and a high level of client service rather than selling products.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, tax services, financial planning, real estate asset management and consulting, business consulting, and family office services.
Who they serve
Executives, entrepreneurs, families, professionals, business owners, and institutions including foundations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 102 | $32M |
| High Net Worth Individuals | 288 | $1.0B |
| Pension/Profit Sharing Plans | 8 | $183M |
| Charitable Organizations | 8 | $16M |
| State/Municipal Entities | 11 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 1.50% |
| $250,001 - $1,000,000 | 1.25% |
| $1,000,001 - $2,000,000 | 0.90% |
| $2,000,001 - $4,000,000 | 0.80% |
| Over $4,000,000 | 0.70% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CANAL CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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