CAPITAL ASSET MANAGEMENT, LLC
SEC RegisteredRetirement Redefined
About the firm
Capital Asset Management, LLC is a financial advisory firm based in Denver, CO. Their first priority is to take care of clients and their families at every stage of life, learning about personal situations, identifying dreams and goals, and understanding risk tolerance. They specialize in crafting plans tailored to meet individual financial goals and objectives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Private Wealth Management, Retirement Income Planning, and Estate Planning & Insurance
Who they serve
Individuals and families at every stage of life, including those planning for or approaching retirement
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 114 | $30M |
| High Net Worth Individuals | 46 | $143M |
| Charitable Organizations | 2 | $36M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 0.95% |
| Next $1,000,000 | 0.90% |
| Next $1,000,000 | 0.85% |
| Next $1,000,000 | 0.80% |
| Next $1,000,000 | 0.75% |
| Amounts Over $5,000,000 | — |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAPITAL ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched