CAPITAL FINANCIAL PLANNERS
SEC RegisteredAll the pieces together, optimally.
About the firm
Capital Financial Planners is a wealth management and financial planning firm that operates as a trusted investment advisor and fiduciary. The firm's purpose is to help every client identify the pieces of their financial life and provide clarity on how to bring everything together. They emphasize a team approach, combining the professional and life experience of all team members and their professional network to serve clients optimally.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth Management (values and vision for wealth, strategic planning, tailored investments, ESG/socially responsible capabilities, portfolio monitoring and review, multi-generational planning), Financial Planning (retirement transition planning, sustainability analysis, distribution strategies, Social Security strategies, collaboration with insurance team), Estate Planning (trust & estate services, charitable planning strategies, estate tax and gifting strategies, beneficiary coordination, collaboration with legal team), Tax Planning (tax minimization approach, portfolio coordination, tax law updates, collaboration with financial team), Client Communication (personal meetings, phone calls, virtual meetings, social media, newsletters, client events), Team Approach (one call concierge relationship, internal partnership structure, third-party resources), and Services for Trustees (fiduciary investment management, portfolio review, administrative advice, discretionary distribution guidance, collaborative estate planning).
Who they serve
Individuals seeking wealth management and financial planning services, as well as non-professional fiduciaries such as Trustees, Conservators, and Personal Representatives managing trusts, estates, and conservatorships.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 129 | $76M |
| High Net Worth Individuals | 92 | $198M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 – $1,000,000 | 1.00% |
| $1,000,001 – $2,000,000 | 0.75% |
| $2,000,001 – $5,000,000 | 0.50% |
| $5,000,001 – $10,000,000 | 0.25% |
| Greater than $10,000,000 | — |
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAPITAL FINANCIAL PLANNERS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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