AdFi
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CAPZONE MANAGEMENT LLC

SEC Registered

Intelligent Opportunity Zone Investment Solutions

NORWALK, CThttps://capzoneimpactinvestments.com203-299-2376
Assets Under Management
$100M–$500M
Year Founded
2018
Employees
24
Office Locations
1 office
Total Accounts
1

About the firm

CapZone is an investment management company, the cornerstone company of CapZone Group, founded in May 2018 to connect profits to purpose by bringing together financial, intellectual and human capital to benefit low income communities and generate resilient investing at scale. CapZone Group also includes CapZone Analytics which provides business intelligence, analytics, insights, and compliance services configured to meet the evolving needs of Qualified Opportunity Fund investors, Qualified Opportunity Zone Businesses, Government and Academic Institutions, and various intermediaries.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Opportunity ZonesImpact InvestingCommunity DevelopmentAffordable HousingSustainable EnergyInfrastructureAgricultureQualified Opportunity FundsBusiness IntelligenceAnalyticsCompliance+1 more

Services

Investment management focused on Opportunity Zone investments across sectors including moderate income affordable housing, sustainable energy projects, water and power infrastructure, and agriculture; origination and management of Qualified Opportunity Funds; and business intelligence, analytics, insights, and compliance services through CapZone Analytics.

Private funds / alternatives
Real Estate

Who they serve

Qualified Opportunity Fund investors, Qualified Opportunity Zone Businesses, Government and Academic Institutions, and various intermediaries

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals0$0
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans1$202M
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Kimberly Joanne Lake
GENERAL COUNSEL
Capzone Impact Investments
OWNER
Puchala & Co
OWNER
Charles Thornton Lake
PRESIDENT & CHIEF COMPLIANCE OFFICER
Kimberly Joanne Lake
OWNER
Alfred John Puchala
OWNER

Office locations

1 office in 1 state
CT
NORWALKHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#330135
SEC Number
801-130055
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $8,000,000 (waivable)

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAPZONE MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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