CAROLINA WEALTH MANAGEMENT, INC.
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About the firm
Carolina Wealth Management provides fiduciary wealth management for individuals, families, business owners, and plan sponsors in North Carolina. As independent advisors, their sole responsibility is to act in their clients' best interest, ensuring every recommendation is driven by client goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fiduciary wealth management and independent financial advice, including investment portfolio management with strategic direction focused on client goals and risk tolerance.
Who they serve
Individuals, families, business owners, and plan sponsors in North Carolina.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 443 | $130M |
| High Net Worth Individuals | 144 | $446M |
| Charitable Organizations | 42 | $201M |
| State/Municipal Entities | 9 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
8 advisors in the directory
Regulatory & compliance
Data as of April 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAROLINA WEALTH MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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