CL
CARRICK LANE LLC
SEC RegisteredNEW YORK, NYhttps://carricklane.com(212) 433-8450
Assets Under Management
$1B–$5B
Employees
6
Office Locations
1 office
Total Accounts
808
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
High Net WorthPension/Profit Sharing
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 645 | $2.2B |
| Insurance Companies | 11 | — |
57 total clients reported on Form ADV.
Leadership
Carrick Lane Holdings Llc
MEMBER
Allan Nmn Kennedy
MEMBER
Kenneth E Kwalik
MEMBER
Peter Church Montgomery
MEMBER
Timothy Christopher Knowles
MEMBER
Peter Church Montgomery
CHIEF COMPLIANCE OFFICER
Office locations
1 office in 1 state
NY
NEW YORKHQ
Regulatory & compliance
CRD number
#309148
SEC Number
801-120019
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $1,000,000 (waivable)
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
carricklane.comPhone
(212) 433-8450Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CARRICK LANE LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.