CARRICK LANE LLC
SEC RegisteredActively Managed Options Strategies
About the firm
Carrick Lane is an independent, employee-owned firm that actively manages options strategies for high-net-worth families, family offices, trusts, foundations, and the advisors and platforms that work with them. The firm's core strategy is built on the belief that investors often pay too much for downside protection in equity markets, and Carrick Lane seeks to earn income by selling that protection through a disciplined, actively managed process. Strategies are typically implemented through a separately managed account overlay to an existing portfolio.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Actively managed options strategies seeking to generate income, typically implemented through separately managed account overlays to existing portfolios, combining a systematic investment framework with active portfolio management.
Who they serve
High-net-worth families, family offices, trusts, foundations, wealth management firms, and independent advisors working with sophisticated clients.
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 645 | $2.2B |
| Insurance Companies | 11 | — |
57 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CARRICK LANE LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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