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CASCADES CAPITAL ASSET MANAGEMENT, LLC

SEC Registered

Welcome to Cascades Capital Asset Management, LLC

GREENSBORO, NChttps://cascadescapital.com336-404-4746
Assets Under Management
$100M–$500M
Employees
3
Office Locations
1 office
Total Accounts
733

About the firm

Cascades Capital Asset Management, LLC is an independently owned, SEC-registered regional investment advisor focused on delivering tailored investment counsel and services to individuals, families, trusts, and small businesses. The firm combines collective investment experience, technology, and key business alliances to provide comprehensive wealth management solutions at significant cost efficiency.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementInvestment ManagementIndependent AdvisoryPersonalized AdviceCost-efficient InvestingSec-registered Advisor

Services

Comprehensive wealth management solutions, personalized investment advice, and a broad array of investment solutions, working closely with clients or as part of their team of advisors.

Who they serve

Individuals, families, trusts, and small businesses

Client segmentClientsAssets managed
Individuals (Non-HNW)245$64M
High Net Worth Individuals84$277M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations15$37M
State/Municipal Entities6
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Barry Lee Carpenter
OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NC
GREENSBOROHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#167102
SEC Number
801-113166
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CASCADES CAPITAL ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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