CASTLEARK MANAGEMENT LLC
SEC RegisteredWe Are Behavioral Investors
About the firm
CastleArk Management offers a range of investment strategies designed to help investors meet their financial objectives, available in structures ranging from commingled funds to customized separate accounts. The firm adds value by capitalizing on behavioral inefficiencies across various growth and geographic markets, with investment capabilities characterized by experienced, fundamentally-oriented research teams complemented by differentiated risk management processes.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Large Cap Growth, Small and SMID Growth, International Equities, and MLPs/Global/Clean Energy investment strategies, available as commingled funds or customized separate accounts
Who they serve
Investors seeking to meet their financial objectives through growth of capital
| Client segment | Clients | Assets managed |
|---|---|---|
| High Net Worth Individuals | 46 | $77M |
| Pension/Profit Sharing Plans | 5 | $362M |
| Charitable Organizations | 3 | $1.1B |
61 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Large Cap Growth - first $25M | 0.70% |
| Large Cap Growth - next $25M | 0.60% |
| Large Cap Growth - balance | 0.50% |
| Mid Cap and SMID Cap Growth - first $25M | 0.85% |
| Mid Cap and SMID Cap Growth - next $25M | 0.75% |
| Mid Cap and SMID Cap Growth - balance | 0.65% |
| Small Cap Growth - flat | 1.00% |
| Energy/Global Energy/MLPs - high | 1.25% |
| Energy/Global Energy/MLPs - low | 1.00% |
| Balanced Portfolios - first $25M | 0.70% |
| Balanced Portfolios - next $25M | 0.60% |
| Balanced Portfolios - balance | 0.50% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CASTLEARK MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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