CATHAY CAPITAL NA, LLC
SEC RegisteredInvesting for global, sustainable transformation.
About the firm
Cathay Capital is a pioneering investment firm helping companies of all sizes go beyond borders with global, digital and sustainable growth. The firm operates across private equity, venture capital, and healthcare investing, linking investors, startups, established companies and leading corporations across industries and regions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Private equity investing in small to midsize companies; venture capital investing in startups at the center of the digital revolution; healthcare investing at the convergence of life sciences, healthcare, and tech; cross-border expansion support; growth and scale assistance for management teams and entrepreneurs.
Who they serve
Small to midsize companies, startups, and venture to growth stage companies across industries seeking cross-border expansion, globalization, and sustainable digital transformation.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | — |
| High Net Worth Individuals | 0 | — |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 6 | $77M |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
1 total clients reported on Form ADV.
Leadership
Office locations
Regulatory & compliance
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CATHAY CAPITAL NA, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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