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Cavalcade Capital LLC

SEC Registered
Assets Under Management
$100M–$500M
Office Locations
1 office
Total Accounts
41

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Leadership

Jon Harold Dutton
CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR
The Cavalcade Group Llc
MEMBER
Chadwick Kelly Faykus
MANAGING MEMBER
Chadwick Kelly Faykus
MANAGING MEMBER
Peter Vermont Dutton
MEMBER

Office locations

1 office in 1 state
NY
New YorkHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#327292
SEC Number
801-130262
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM

Data as of June 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cavalcade Capital LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Cavalcade Capital in New York, NY - Fees & Services