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CHARTER CAPITAL MANAGEMENT, INC

SEC Registered

Providing Investment Management Services For Over 45 Years

BROOKFIELD, WIhttps://chartercapital.net414-257-3700
Assets Under Management
$100M–$500M
Year Founded
1977
Employees
5
Office Locations
1 office
Total Accounts
1188

About the firm

Charter Capital Management, Inc. (CCM) is an independent, fee-only, fiduciary investment advisory firm with roots dating to May 1977. The firm provides customized individual wealth management by coordinating portfolio management experience with tax and financial planning. CCM serves clients as an investment advisor and 401(k) plan advisor, and merged with an accounting firm in 2018 to provide holistic financial and tax planning services in-house.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Investment ManagementWealth ManagementPortfolio ManagementTax PlanningFinancial Planning401(k) AdvisoryFee-onlyFiduciaryIndependent

Services

Investment management, individual wealth management, portfolio management, tax and financial planning, and 401(k) plan advisory services

Who they serve

Individual wealth management clients and 401(k) plan sponsors

Client segmentClientsAssets managed
Individuals (Non-HNW)223$97M
High Net Worth Individuals139$365M

3 total clients reported on Form ADV.

Leadership

Joel T Hassler
CHIEF COMPLIANCE OFFICER, PRESIDENT
Daniel Richard Glaser
REGISTERED PRINCIPAL

Office locations

1 office in 1 state
WI
BROOKFIELDHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#35919
SEC Number
801-16127
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
First $500,0001.00%
Next $500,0000.90%
Next $2,000,0000.80%
Next $2,000,0000.60%
Over $5,000,0000.50%

Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CHARTER CAPITAL MANAGEMENT, INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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