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CHATTERTON & ASSOCIATES

SEC Registered

You have a vision for your future. We can help get you there.

ANAHEIM, CAhttps://chattertoninc.com714-572-2050
Assets Under Management
$1B–$5B
Employees
31
Office Locations
1 office
Total Accounts
2908

About the firm

Chatterton and Associates is a financial planning firm offering wealth planning, tax planning, estate planning, and business solutions. Founded by Robert D. Chatterton, Jr., the firm aims to create a seamless line of communication among financial planners, attorneys, and tax professionals to support the best outcome for clients' legacies.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/MunicipalInsurance Companies

Areas of expertise

Wealth PlanningTax PlanningEstate PlanningBusiness SolutionsRetirement PlanningSpecial Needs Financial PlanningCFPExit Planning

Services

Wealth planning, tax planning, estate planning, and business solutions, including personalized financial plans, year-round tax planning, estate plan development, and strategic business exit planning.

Who they serve

Individuals preparing for retirement, business owners, and families building a legacy, including those with special needs planning considerations.

Client segmentClientsAssets managed
Individuals (Non-HNW)1,145$458M
High Net Worth Individuals397$870M

0 total clients reported on Form ADV.

Leadership

Robert D. Chatterton
PRESIDENT

Office locations

1 office in 1 state
CA
ANAHEIMHQ

Advisors at this firm

7 advisors in the directory

Regulatory & compliance

CRD number
#132295
SEC Number
801-63394
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
Under $1,000,0001.00%
$1,000,001 - $3,000,0000.75%
$3,000,001 - $5,000,0000.62%
Over $5,000,0000.50%

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CHATTERTON & ASSOCIATES has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

CHATTERTON & ASSOCIATES in ANAHEIM, CA | AdvisorFinder