CLARIS FINANCIAL, LLC
SEC RegisteredWelcome to Claris. Welcome to clarity.
About the firm
Claris was founded by John Paxton in January 2009 to bring people smart, personal, independent-minded financial guidance. From offices in Richmond, Virginia, the firm helps clients across the country with financial planning and management.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, wealth management, individual stocks and bonds, mutual funds and exchange traded funds, professional money management, life insurance, long-term care, education planning, and 401(k) analysis and management.
Who they serve
Clients ranging from those just starting out to seasoned investors, including individuals seeking education planning, retirement, or legacy goals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 438 | $77M |
| High Net Worth Individuals | 161 | $248M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $499,999 | 2.50% |
| $500,000 to $999,999 | 2.25% |
| $1,000,000 to $4,999,999 | 2.00% |
| $5,000,000 to $9,999,999 | 1.50% |
| Over $10,000,000 | 0.00% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CLARIS FINANCIAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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