COLLAR CAPITAL MANAGEMENT, LLC
SEC RegisteredAbout the firm
Collar Capital Management is a registered investment advisory firm specializing in private portfolio management with a focus on providing signature service for individuals, trusts, and family offices. Clients' portfolios gain direct access to both publicly traded securities and digital assets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Active management, financial planning, estate and gift planning, tax-efficient trading, workplace retirement plans, custom investment policies, stocks and bonds selection, stock compensation plans, and digital assets integration.
Who they serve
Individuals, trusts, and family offices
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 73 | $23M |
| High Net Worth Individuals | 50 | $144M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 2 | $9.9M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $500,000 | 1.50% |
| $500,001 to $1,000,000 | 1.35% |
| $1,000,001 to $2,000,000 | 1.25% |
| $2,000,001 to $9,999,999 | 1.00% |
| Over $10,000,000 | 0.85% |
Data as of February 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. COLLAR CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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