AdFi
CG

COMPOUND GLOBAL ADVISORS, LLC

SEC Registered

Advising investors on public equity portfolios.

, https://compoundglobaladvisors.com(206) 432-2899
Assets Under Management
$1B–$5B
Employees
1
Office Locations
1 office
Total Accounts
3

About the firm

Compound Global Advisors is led by Warwick Simons, who has been advising institutional investors on their public equity portfolios since 2013. Warwick has worked as a strategy consultant at Bain & Company, completed his MBA at INSEAD, invested in global equities from a London-based hedge fund, and advised institutional investors as a research analyst at Goldman Sachs. The firm was started after Warwick left Goldman Sachs in late 2016.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled VehiclesPension/Profit Sharing

Areas of expertise

Public EquitiesInstitutional AdvisoryGlobal EquitiesPortfolio DiversificationValuation AnalysisDefensive Investment StrategiesCompetitive Advantage Investing

Services

Advising on public equity portfolios, with an investment approach focused on buying competitively advantaged businesses, rigorous valuation analysis, scaling into positions based on business momentum, and diversifying portfolios across 30-50 stocks across industries, investment styles, and countries. Defensive strategies include raising cash and/or buying bonds, gold, or index put options.

Private funds / alternatives
Hedge

Who they serve

Institutional investors

Client segmentClientsAssets managed
Pension/Profit Sharing Plans2$3.3M

0 total clients reported on Form ADV.

Leadership

Warwick Dean Simons
MANAGING MEMBER & CCO

Office locations

1 office in 1 states
HQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#318889
SEC Number
801-123424
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Minimum: $10,000,000 (waivable)

Data as of March 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. COMPOUND GLOBAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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