CONCEPTUAL FINANCIAL ADVISORS, LLC
SEC RegisteredHELPING YOU GET ON TRACK ™ AND STAY ON TRACK ™
About the firm
On Track Advisor specializes in fee-based comprehensive financial planning, investment advice and management, financial education, and consulting on corporate retirement plans.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fee-based comprehensive financial planning, investment advice and management, financial education, and consulting on corporate retirement plans.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 347 | $59M |
| High Net Worth Individuals | 72 | $106M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 7 | $13M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
9 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $499,999 | 1.50% |
| Next $500,000 - $999,999 | 0.75% |
| $1,000,000 and up | 0.50% |
Data as of January 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CONCEPTUAL FINANCIAL ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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