CONSOLIDATED FINANCIAL
SEC RegisteredAbout the firm
Consolidated Financial is a Registered Investment Advisor providing Investment & Retirement Planning services for Individual Clients, as well as 401(k) and IRA based Retirement Plan services for Business Clients. Established in 1998, Consolidated Financial partners with custodians such as Charles Schwab and acts in a Fiduciary Capacity for its clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, and retirement plan services, including setup and management of Traditional IRAs, Roth IRAs, Rollover IRAs, Brokerage/TOD accounts, Trust accounts, SEP IRAs, SIMPLE IRAs, Solo(k)s, and UTMAs. Investment strategy considers fees and expenses, tax efficiency, active versus passive management, asset allocation and diversification, investment performance, time horizon, and risk tolerance.
Who they serve
Individual clients with investment and retirement planning needs, as well as business clients seeking 401(k) and IRA based retirement plan services.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 583 | $80M |
| High Net Worth Individuals | 112 | $165M |
| Charitable Organizations | 65 | $343M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Portfolio Management: $0 - $100,000 | 1.50% |
| Portfolio Management: $100,001 - $250,000 | 1.00% |
| Portfolio Management: $250,001 - $500,000 | 0.90% |
| Portfolio Management: $500,001 - $1,000,000 | 0.80% |
| Portfolio Management: $1,000,001 - $2,500,000 | 0.70% |
| Portfolio Management: Over $2,500,000 | — |
| Pension Consulting: $0 - $100,000 | 1.25% |
| Pension Consulting: $100,001 - $250,000 | 0.90% |
| Pension Consulting: $250,001 - $500,000 | 0.80% |
| Pension Consulting: $500,001 - $1,000,000 | 0.50% |
| Pension Consulting: $1,000,001 - $2,500,000 | 0.30% |
| Pension Consulting: Over $2,500,000 | 0.20% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CONSOLIDATED FINANCIAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.