AdFi
CW

CONSTELLATION WEALTH CAPITAL

SEC Registered

At the Nexus of Opportunity & Experience

CHICAGO, ILhttps://constellationwealthcapital.com312-626-6067
Assets Under Management
$1B–$5B
Employees
20
Office Locations
1 office
Total Accounts
10

About the firm

Constellation Wealth Capital specializes in making tailored investments in well-positioned wealth management firms who want to add to their success and independence. They are committed to serving as a value-add and solutions-oriented partner to wealth management firms while also addressing a significant capital need. CWC's differentiated approach combines a flexible capital solution and ongoing advisory services.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Wealth ManagementRIA InvestmentsCapital SolutionsStrategic AdvisoryGrowth InitiativesM&aBusiness ConsultingTechnology And OperationsInvestment Platform ExpansionAlternative Investments

Services

Tailored investments in wealth management firms, strategic advisory services, growth initiatives (marketing, events, M&A), business management consulting, technology and operations consulting, and investment platform expansion including access to private capital alternatives and differentiated funds and products.

Private funds / alternatives
Private Equity

Who they serve

Well-positioned wealth management firms, including RIAs, seeking capital solutions and strategic advisory services.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans10$2.5B

0 total clients reported on Form ADV.

Leadership

Lp Constellation Wealth Capital Manager Holdings
SOLE AND MANAGING MEMBER
Karl Henry Heckenberg
PRESIDENT & MANAGING PARTNER
Cwc Manager Llc
GENERAL PARTNER
Karl Henry Heckenberg
LIMITED PARTNER
Cwc Trust Investors Llc
LIMITED PARTNER
Karl Henry Heckenberg
SOLE AND MANAGING MEMBER
Douglas Irving Ostrover
MEMBER
Marc Steven Lipschultz
MEMBER
Patrick Shamus Mchugh
MANAGING DIRECTOR, HEAD OF INVESTMENTS
Lindsey Helaine Simon
CHIEF COMPLIANCE OFFICER
Kathryn Mary St. Onge
CHIEF OPERATING OFFICER & MANAGING DIRECTOR, INVESTOR RELATIONS

Office locations

1 office in 1 state
IL
CHICAGOHQ

Regulatory & compliance

CRD number
#326917
SEC Number
801-128736
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based / Other

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CONSTELLATION WEALTH CAPITAL has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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CONSTELLATION WEALTH CAPITAL in CHICAGO, IL | AdvisorFinder