COTTONWOOD WEALTH STRATEGIES, LLC
SEC RegisteredYour Wealth Your Way
About the firm
Cottonwood Wealth Strategies builds personalized wealth plans for clients, combining decades of industry experience with a focus on customized solutions and enduring relationships. Their process covers retirement, financial planning, taxes, and private investments, with a philosophy of continuous, ongoing guidance.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Cottonwood Wealth Strategies offers retirement planning, financial planning, tax guidance, and private investments. They also connect clients with other qualified professionals such as accountants, tax specialists, and attorneys, and provide support for trust creation and adaptation, legal support, and tax support.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 185 | $65M |
| High Net Worth Individuals | 45 | $137M |
| Pension/Profit Sharing Plans | 2 | $8.9M |
| State/Municipal Entities | 6 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $500,000 | 1.50% |
| $500,000.01 - $1,000,000 | 1.25% |
| $1,000,000.01 - $2,000,000 | 1.00% |
| Above $2,000,000 | — |
Data as of April 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. COTTONWOOD WEALTH STRATEGIES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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