CRESCENT STERLING LTD.
SEC RegisteredA Firm That Puts You First
About the firm
Crescent Sterling, Ltd. was founded on a simple mission: to help clients achieve their long-term financial goals. The firm adheres to guiding principles derived from a commitment to act in clients' best interest, believing that understanding individual goals and personal circumstances is integral to implementing an appropriate risk management strategy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial counsel including personalized financial planning, risk management strategy, and investment strategies, provided with full disclosure of fees and expenses.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 137 | $40M |
| High Net Worth Individuals | 54 | $144M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 3 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Equity Only - First $1M | 1.00% |
| Equity Only - Next $4M | 0.75% |
| Equity Only - Above $5M | 0.50% |
| Balanced Account - First $1M | 0.90% |
| Balanced Account - Next $4M | 0.70% |
| Balanced Account - Above $5M | 0.50% |
| Fixed Only - First $1M | 0.65% |
| Fixed Only - Next $4M | 0.55% |
| Fixed Only - Above $5M | 0.45% |
| ETF/Mutual Fund - All Amounts | 0.50% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CRESCENT STERLING LTD. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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