CURTIS ADVISORY GROUP, LLC
SEC RegisteredWe're glad you're here
About the firm
Curtis Advisory Group is an independent, Santa Barbara-based wealth management firm providing clear financial advice. They are fiduciary investment professionals offering a disciplined investment process and sophisticated financial planning software, with a focus on developing personalized plans to help clients achieve their financial goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, personalized investment portfolio design, financial planning, cash management, corporate retirement plans, and investment management for foundations and endowments.
Who they serve
Clients in their 30s-40s, those approaching retirement (5-10 years away), retired individuals, small business owners, foundations and endowments, and corporations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 73 | $20M |
| High Net Worth Individuals | 64 | $403M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 11 | $15M |
| State/Municipal Entities | 3 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,000,000 | 1.00% |
| $1,000,001 - $2,000,000 | 0.75% |
| $2,000,001 - $5,000,000 | 0.50% |
| $5,000,001 - $10,000,000 | 0.25% |
| $10,000,000 and up | 0.10% |
Data as of April 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CURTIS ADVISORY GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched