D.B. ROOT & COMPANY, LLC
SEC RegisteredAll Relationships Are Personal
About the firm
DBR & CO is an independent investment advisory firm that has guided clients across the country toward successful outcomes since 1994, abiding by the Fiduciary Standard. The firm offers comprehensive wealth management, financial planning, and institutional advisory services supported by a multidisciplinary team of specialists.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Flagship Wealth (comprehensive financial planning and wealth management for individuals and families), Generational Wealth (bespoke wealth advisory for multi-generational families), Fiduciary Plan Solutions (independent investment consulting and co-fiduciary services for ERISA-governed retirement plans), and Institutional Advisory Services (investment management and strategic advisory services for endowments, foundations, and non-profit organizations). Additional services include retirement planning, estate and legacy planning, asset protection, investment management, investment policy formation, fiduciary advisory, tax planning, cash flow planning, risk management, and wealth transfer planning.
Who they serve
Individuals, multi-generational families, businesses and institutions, endowments, foundations, non-profit organizations, and physicians/medical professionals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 648 | $396M |
| High Net Worth Individuals | 95 | $457M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 22 | $34M |
| State/Municipal Entities | 5 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
15 advisors in the directory
Regulatory & compliance
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. D.B. ROOT & COMPANY, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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