DEMMING FINANCIAL SERVICES CORP.
SEC RegisteredPlanning life with a margin of safety
About the firm
Demming Financial is an independent, family-owned financial planning firm practicing since 1979. As one of NEO's largest Registered Investment Advisors, they manage over half a billion dollars directly on independent, third-party platforms. Their CFP® practitioners help individuals and families make educated decisions about their priorities and goals, lighting a path to financial security.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning with CFP® practitioners and asset management, covering mortgages, cash flow, taxes, investments, retirement, insurance, debt structuring, and other financial decisions
Who they serve
Business owners, corporate and sales executives, healthcare professionals, divorced and widowed spouses, teachers, and retirees
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 536 | $149M |
| High Net Worth Individuals | 215 | $525M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 1 | $1.9M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,500,000 | 0.85% |
| Next $2,500,000 | 0.75% |
| Next $2,500,000 | 0.50% |
| Above $7,500,000 | 0.00% |
Data as of September 26, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DEMMING FINANCIAL SERVICES CORP. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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