DES MOINES INVESTMENTS, LLC
SEC RegisteredHonesty. Integrity. Professionalism.
About the firm
Des Moines Investments, LLC (DSMI) is controlled and operated by David Harkin CFP®, CLU, ChFC and M. Sean Kimberley, bringing a combined 62 years of market investment experience. DSMI portfolios are held at Charles Schwab, and the firm manages $245 million in assets across more than 700 clients in Des Moines and across the U.S.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investments (stocks, ETFs, bonds), financial planning, insurance, retirement planning, tax planning, and estate planning. No front fees, no surrender charges, and low investment fees.
Who they serve
Clients in Des Moines and the rest of the U.S. seeking investment management and financial planning services.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 625 | $146M |
| High Net Worth Individuals | 75 | $100M |
700 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
Data as of February 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DES MOINES INVESTMENTS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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