DFS ADVISORY
SEC RegisteredWelcome to DFS Advisory
About the firm
DFS Advisory helps individuals and businesses organize and optimize their financial lives. The firm focuses on reducing stress and worry around financial planning, providing clients with confidence and freedom to focus on their passions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial Organization, Insurance, Retirement, and Business Planning.
Who they serve
Individuals regardless of generation, life stage, or financial status, as well as businesses.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 81 | $12M |
| High Net Worth Individuals | 31 | $112M |
| Charitable Organizations | 25 | $32M |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
Data as of April 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DFS ADVISORY has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.