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DGS CAPITAL MANAGEMENT

SEC Registered

Institutional Strategies. Boutique Access for Advisors.

JERSEY CITY, NJhttps://dgs.capital646-992-4370
Assets Under Management
$1B–$5B
Employees
12
Office Locations
2 offices
Total Accounts
1141

About the firm

DGS enables advisors to leverage institutional investment strategies, customize portfolio design, and collaborate directly with their investment team on complex client cases. The firm manages $1.3 billion across advisor and institutional accounts, backed by 15+ years of evidence-based systematic and tax-aware investing.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPension/Profit Sharing

Areas of expertise

Tax-aware InvestingQuantitative ResearchSystematic InvestingLong-short EquityCustom SMAOptions OverlaysConcentrated Stock PositionsCapital Gains ManagementLegacy Portfolio TransitionsTax AlphaInstitutional Strategies+1 more

Services

DGS offers institutional investment strategies including a Long-Short Tax Aware equity strategy, Long-Only Custom SMA, and options overlays for downside risk management, income generation, and tax deferral on concentrated positions. The firm also provides co-branded client-ready reporting with portfolio transparency and tax-aware visibility.

Who they serve

Financial advisors and RIAs working with clients who have complex portfolios, concentrated stock positions, large capital gains, legacy holdings, or institutional investment needs.

Client segmentClientsAssets managed
Individuals (Non-HNW)246$113M
High Net Worth Individuals148$936M
Charitable Organizations2$3.1M
State/Municipal Entities4

0 total clients reported on Form ADV.

Leadership

Ashish Sharma
PRINCIPAL AND CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 1 state
NJ
JERSEY CITYHQ
GURGAON

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#281938
SEC Number
801-115241
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DGS CAPITAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

DGS CAPITAL MANAGEMENT in JERSEY CITY, NJ | AdvisorFinder