DILLON & ASSOCIATES INC
SEC RegisteredInvestment Counsel
About the firm
Dillon & Associates is an independent firm that provides investment counsel to individuals, businesses, non-profit organizations, and other entities. The firm structures and manages individual portfolios for each client based on their specific needs and objectives, with a mission to provide unbiased advice rendered solely in the best interest of clients. It is an SEC registered investment advisory firm established in 1988 with a diverse customer base throughout the United States.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment counsel and individual portfolio management for Personal Accounts, Trust Accounts, 401k Plans, SEP Plans, Non-Profit Organizations, IRAs, Profit Sharing Plans, SIMPLE Plans, and Education Accounts.
Who they serve
Individuals, businesses, non-profit organizations, and other entities throughout the United States.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 328 | $330M |
| High Net Worth Individuals | 40 | $453M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 17 | $87M |
| State/Municipal Entities | 9 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 0.80% |
| Next $2,000,000 | 0.70% |
| All remaining assets | 0.60% |
Data as of March 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DILLON & ASSOCIATES INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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