DIVERSIFIED FINANCIAL MANAGEMENT
SEC RegisteredIndependent and Experienced since 1986
About the firm
Diversified Financial Management is a dynamic, fee-only investment management and financial planning firm serving families and institutions. Founded in 1986, the firm operates as a fiduciary and is registered with the Securities and Exchange Commission (SEC) as an independent investment advisor.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, financial planning, and executive benefits
Who they serve
Families and institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 74 | $34M |
| High Net Worth Individuals | 65 | $290M |
| Charitable Organizations | 5 | $14M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $2,000,000 | 0.90% |
| Next $2,000,000 | 0.75% |
| Over $5,000,000 | 0.50% |
Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DIVERSIFIED FINANCIAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.