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DOUBLE BAY MANAGEMENT & PLANNING

SEC Registered

A Fiercely Independent Fee-Only Financial Advisor in San Francisco

SAN FRANCISCO, CAhttps://doublebaymp.com800-494-3267
Assets Under Management
$100M–$500M
Employees
1
Office Locations
1 office
Total Accounts
100

About the firm

Double Bay Management & Planning is a fee-only financial advisor based in San Francisco that works with individuals and small companies to implement effective investment management strategies and build assets over the long term.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPooled VehiclesCharitable OrganizationsState/Municipal

Areas of expertise

Fee-onlyInvestment ManagementFinancial Planning401(k) PlanningSmall Business Retirement PlansDFA FundsPassive InvestingCFPCFA

Services

Investment management, financial planning, retirement plans for small businesses (including 401(k) planning), and DFA Funds portfolio construction using low-cost passive investments.

Who they serve

Individuals and small companies

Client segmentClientsAssets managed
Individuals (Non-HNW)9$1.3M
High Net Worth Individuals23$104M
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans0
Charitable Organizations0$21M
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0

5 total clients reported on Form ADV.

Leadership

Harry Keir Oxley
PRINCIPAL, CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
CA
SAN FRANCISCOHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#136373
SEC Number
801-106587
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
First $500,0001.00%
Next $500,000 ($500,001 to $1,000,000)0.80%
Above $1,000,0000.60%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DOUBLE BAY MANAGEMENT & PLANNING has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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