DUMAINE INVESTMENTS LLC
SEC RegisteredWe make your investments work for you.
About the firm
At Dumaine Investments, we understand that wealth and financial well-being encompass more than just numbers on a balance sheet. With a holistic approach that combines financial planning and wealth management, our experienced team is dedicated to creating customized strategies that adapt to your ever-evolving needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Client analysis, financial planning (including retirement, taxes, insurance, and estate issues), strategic investment allocation, active account management, and alternative investments (private placement real estate for qualified investors).
Who they serve
Qualified investors seeking financial planning, wealth management, and investment advice, including those interested in alternative investments such as private placement real estate.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 81 | $26M |
| High Net Worth Individuals | 52 | $127M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.15% |
| $1,000,001 - $3,000,000 | 0.70% |
| Above $3,000,000 | 0.40% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DUMAINE INVESTMENTS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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