AdFi
D

Dunham

SEC Registered
San Diego, CA858-964-0500
Assets Under Management
$5B–$25B
Office Locations
2 offices
Total Accounts
13155

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Leadership

Jeffrey Alan Dunham
PRESIDENT
Denise Sue Ms. Iverson
CFO
Jeffrey Alan Dunham
SHAREHOLDER
Inc. Dunham & Associates Holdings
SHAREHOLDER
Salvatore Michael Capizzi
CHIEF SALES AND MARKETING OFFICER
Viktoria Irena Palermo
CHIEF COMPLIANCE OFFICER
Helmut Boisch
CHIEF OPERATIONS OFFICER

Office locations

2 offices in 2 states
CA
San DiegoHQ
NV
Reno

Advisors at this firm

30 advisors in the directory

Salvatore Michael Capizzi
Investment Adviser Representative
Dual-registered
Jeffrey Alan Dunham
Investment Adviser Representative
Dual-registered
Daniel David Sands
Investment Adviser Representative
Dual-registered
Amy Suzanne Gallego
Investment Adviser Representative
Dual-registered
Royce Gittings
Investment Adviser Representative
Dual-registered
Robert Lawrence Pancrazi
Investment Adviser Representative
Dual-registered
Shawn Thomas Waltz
Investment Adviser Representative
Dual-registered
Viktoria Irena Palermo
Investment Adviser Representative
Dual-registered
Ryan John Dykmans
Investment Adviser Representative
Dual-registered
Peter Byron Nesbitt
Investment Adviser Representative
Dual-registered
Jason Gregory Greer
Investment Adviser Representative
Dual-registered
Czarina Lagman Frias
Investment Adviser Representative
Dual-registered
Rebecca Pearson Martin
Investment Adviser Representative
Dual-registered
William Bo
Investment Adviser Representative
Dual-registered
Bruin Crawford Jones
Investment Adviser Representative
Dual-registered
Pearse Braden Migl
Investment Adviser Representative
Dual-registered
Nehemiah Timothy McFarlin
Investment Adviser Representative
Dual-registered
Ari Parsay
Financial Professional
Liam Anthony Morando
Investment Adviser Representative
Dual-registered
Katherine Elizabeth Peabody
Financial Professional
Antonio Guy Maillaro
Investment Adviser Representative
Dual-registered
Marguerite Mae Keegan
Investment Adviser Representative
Dual-registered
Ryan Yamato
Investment Adviser Representative
Dual-registered
Cade Bergen Isakson
Investment Adviser Representative
Dual-registered
Deshaun Malik Harvey
Investment Adviser Representative
Dual-registered
Mason Sang-Jin Mah
Investment Adviser Representative
Investment Adviser Representative
Alejandro Darjania
Investment Adviser Representative
Dual-registered
Lucas Max Keefer
Investment Adviser Representative
Dual-registered
Hannah Rose Alves
Investment Adviser Representative
Investment Adviser Representative
Camryn Nicole Nurmberg
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#13162
SEC Number
801-25803
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Flat Fee / Performance-based

Data as of July 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dunham has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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