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DWR WEALTH MANAGEMENT, LLC

SEC Registered

Prioritize what matters most

SAN JOSE, CAhttps://dwrwealth.com(408) 260-9600
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
647

About the firm

DWR Wealth Management is a fiduciary and fee-only advisor providing personalized holistic financial planning and investment management services to individuals, families, business owners and professionals. Their independent and non-commissioned structure allows them to provide planning and advice without bias and with the utmost ethical standards in mind.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

FiduciaryFee-onlyFinancial PlanningInvestment ManagementHolistic PlanningWealth ManagementTax CoordinationLegal Coordination

Services

Holistic financial planning and investment management services, including developing, overseeing, and coordinating financial plans with clients' tax and legal advisors.

Who they serve

Individuals, families, business owners and professionals from both small business and corporate entities with complex lives who desire ongoing professional assistance and education in the creation and implementation of financial strategies.

Client segmentClientsAssets managed
Individuals (Non-HNW)89$23M
High Net Worth Individuals82$176M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations18$19M
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

9 total clients reported on Form ADV.

Leadership

David Rex Rousselot
MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER
Ricky Dale Dunham
MANAGING MEMBER
Tracy Lee Newquist
MANAGING MEMBER

Office locations

1 office in 1 state
CA
SAN JOSEHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#133743
SEC Number
801-122140
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $250,000 (waivable)
Asset tierAnnual rate
First $500,0001.00%
Next $500,000 ($500,000.01 to $1,000,000)0.80%
Next $1,000,000 ($1,000,000.01 to $2,000,000)0.60%
Next $3,000,000 ($2,000,000.01 to $5,000,000)0.50%
Above $5,000,0000.40%

Data as of February 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DWR WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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DWR WEALTH MANAGEMENT, LLC in SAN JOSE, CA | AdvisorFinder