ECHELONS CAPITAL, LLC
SEC RegisteredASCEND TO NEW HEIGHTS
About the firm
Echelons Capital is an independent, full-service wealth advisory boutique and Registered Investment Advisor dedicated to providing structured, methodical, and preeminent financial services. The firm serves entrepreneurs, families, businesses, and non-profit organizations, offering active portfolio management, financial planning, annuity and insurance evaluation, market analysis, and coordination with clients' CPAs and estate attorneys. Its concierge approach is designed to provide bespoke investment management tailored to each client's long-term objectives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Active portfolio management, financial planning, annuity and insurance evaluation, market analysis, coordinated relationship with clients' CPAs and estate attorneys, independent research and analysis, and an open-architecture investment platform.
Who they serve
High net worth and ultra-high net worth investors, including entrepreneurs, families, businesses, and non-profit organizations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 16 | $7.5M |
| High Net Worth Individuals | 18 | $148M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| All Assets | 0.35% |
| All Assets Max | 1.25% |
Data as of March 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ECHELONS CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.