Eliot Finkel Investment Counsel, LLC
SEC RegisteredAnalysis-Driven, Client-Focused Wealth Management
About the firm
Eliot Finkel Investment Counsel (EFIC) is an independent investment adviser and manager known for thorough independent research, long-view financial planning, superior client service, and proven results. EFIC provides unbiased financial advice using its own research and analysis, eschewing short-term trends in favor of disciplined planning and long-term strategies. EFIC is a fee-only registered investment adviser that adheres to the highest ethical standards.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Independent investment advisory and asset management services, including unbiased financial advice, portfolio analysis, risk tolerance assessment, income needs evaluation, and long-term financial planning tailored to each client's needs and aspirations.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 33 | $18M |
| High Net Worth Individuals | 38 | $163M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 2 | $6.2M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| $500,000 to $1,000,000 | 1.00% |
| $1,000,000 to $3,000,000 | 0.75% |
| Over $3,000,000 | 0.50% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eliot Finkel Investment Counsel, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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