Emergent Financial Services, LLC.
SEC RegisteredBuild your financial future with a local Charlottesville family-owned firm
About the firm
Emergent Financial Services is a Hispanic-owned, SWaM-certified, fee-only, independent registered investment advisor based in Charlottesville, Virginia, started by a family of entrepreneurs. The firm specializes in Financial Planning and Portfolio Management with customized portfolios for individuals, families, businesses, and institutions. As an employee-owned firm, it serves local and surrounding communities as well as communities across the country.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial Planning and Portfolio Management, including Retirement Planning, Spending and Budgeting, 529 and Education Planning, Social Security analysis, management and advice on brokerage accounts, retirement accounts, Traditional IRAs, Roth IRAs, Rollover IRAs, Inherited IRAs, Health Savings Accounts (HSA), 401(k) and 403(b) accounts, RMD strategies and distribution calculations, Roth Conversion analysis, and Legacy Planning.
Who they serve
Individuals, families, businesses, and institutions, including local and surrounding communities in Charlottesville, Virginia, as well as communities across the country.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 227 | $35M |
| High Net Worth Individuals | 19 | $33M |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $9,999,999 | 1.00% |
| $10,000,000 and Over | 0.75% |
| Institutions Fixed-Income First $50,000,000 | 0.40% |
| Institutions Fixed-Income Next $50,000,000 | 0.20% |
| Institutions Fixed-Income Over $100,000,000 | 0.10% |
Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emergent Financial Services, LLC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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