EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
SEC RegisteredBuild With Us.
About the firm
Empire Asset Management Company is a financial services firm offering brokerage, asset management, and investment banking services. The firm emphasizes that relationships matter as a core philosophy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Brokerage (Transactional Brokerage, Institutional Research, Sales & Trading), Asset Management (Financial Planning), and Investment Banking (Capital Markets Syndicate).
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 249 | $31M |
| High Net Worth Individuals | 733 | $649M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 1 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
10 advisors in the directory
Regulatory & compliance
Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.