AdFi
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ERGUZ, LLC

SEC Registered

Building Your Wealth

THE WOODLANDS, TXhttps://erguz.com832-631-6284
Assets Under Management
$500M–$1B
Employees
1
Office Locations
1 office
Total Accounts
159

About the firm

Erguz LLC is an independent fee-based investment management and advisory firm and registered investment adviser (RIA) located in The Woodlands, Texas. The firm provides customized portfolio solutions for high net worth individuals, with a value-driven approach to capital allocation utilizing multiple asset classes across a global platform. As a fiduciary, Erguz has a fundamental obligation to act and provide investment advice in the best interests of its clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net Worth

Areas of expertise

Investment ManagementPortfolio ManagementFee-based AdvisoryFiduciaryValue InvestingMulti-assetGlobal InvestingWealth PreservationHigh Net Worth

Services

Independent fee-based investment management and advisory services, including customized portfolio solutions crafted to meet individual client objectives, closely monitored and value-driven across multiple asset classes on a global platform.

Who they serve

High net worth individuals

Client segmentClientsAssets managed
High Net Worth Individuals51$889M

51 total clients reported on Form ADV.

Leadership

Javier Guzman Ortiz
MANAGING MEMBER, CCO

Office locations

1 office in 1 state
TX
THE WOODLANDSHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#168009
SEC Number
801-78230
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
$0 - $10,000,0001.00%
Over $10,000,0000.50%

Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ERGUZ, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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ERGUZ, LLC in THE WOODLANDS, TX | AdvisorFinder