Essex Investment Management Company, LLC
SEC RegisteredOur investment philosophy is based on the early identification of growth, wherever growth exists.
About the firm
Since its founding in 1976, Essex has remained firmly committed to a consistent investment philosophy based on the early identification of growth. The firm offers multiple growth-oriented investment strategies supported by a team of research analysts.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment strategies including Small Growth, Micro Growth, SMID Growth, Global Environmental Opportunities, and Research.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 35 | $78M |
| High Net Worth Individuals | 55 | $130M |
| Pension/Profit Sharing Plans | 2 | $69M |
| Charitable Organizations | 1 | $6.2M |
| State/Municipal Entities | 14 | — |
Leadership
Office locations
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Essex Investment Management Company, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched